«PRIVATE Exchange» LLP
Authorized organization
25.01.2017
52-10-29/3/75/2783
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
23.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«DIMAK EXCHANGE»LLP
Authorized organization
26.01.2017
52-10-36/157
Limited enforcement action
Written prescription
The nature of a breach:
1. paragraph 31, subparagraph 2), paragraph 35, subparagraphs 6), 7), 8), paragraph 36, subparagraphs 1), 4), 5), 6), 7), paragraph 46 and part 1 of paragraph 51 of Rules of №144
Date of performance:
30.01.2017
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"ЭрСу" LLP
Authorized organization
26.01.2017
173100803000001
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181 520 тенге
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
07.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"ZIAT-XXI" LLP
Authorized organization
26.01.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800
The nature of a breach:
1. failure to observe by the authorized organization set by National Bank of Republic of Kazakhstan limits of rejection of course of purchase from the course of sale of foreign currency after tenge on the operations conducted through exchange offices
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"ZIAT-XXI" LLP
Authorized organization
26.01.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181 520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"ZIAT-XXI" LLP
Authorized organization
30.01.2017
58-07-29/305
Limited enforcement action
Written warning
The nature of a breach:
1. violation of the organization of exchange transactions with cash foreign currency
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
ARAY-SKS LLP
Authorized organization
31.01.2017
63-5-29/323
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the organization of exchange transactions with cash foreign currency
Date of performance:
09.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 36
Пункт: 6
- Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 40 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
3. Статья: 41 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 40 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
3. Статья: 41 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Сағат" LLP
Authorized organization
08.02.2017
171900803000008
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520 тенге
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
03.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
"Сағат" LLP
Authorized organization
08.02.2017
53-07-17/82/361
Limited enforcement action
Written prescription
The nature of a breach:
1. Video surveillance does not comply
Date of performance:
21.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 31
Пункт: 2
- Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
"МилАнна" LLP
Authorized organization
10.02.2017
173500803/000009
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
17.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
