«NurAbdi» LLP
Authorized organization
14.02.2017
52-10-29/3/75/2785 и 52-10-29/3/75/2786
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
363 040
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
26.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"ТрансЭкспрессА" LLP
Authorized organization
27.02.2017
175500803000005
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
"ТрансЭкспрессА" LLP
Authorized organization
27.02.2017
175500803000003
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
Elegant1 LLP
Authorized organization
28.02.2017
63-5-43/0/59/340
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. unreliable financial reporting concerning foreign currency exchange transactions in cash
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Имран Шу и К" LLP
Authorized organization
01.03.2017
173100803000007
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Note:
submission of incorrect reporting on exchange transactions with cash foreign currency
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
«ГУДВИН» LLP
Authorized organization
06.03.2017
173500803/000013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
45380 тенге
The nature of a breach:
1. repeated during a year after imposition of administrative penalty presentation of the unreliable accounting on exchange operations with available foreign currency
Date of performance:
10.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 2
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Strong Currency" LLP
Authorized organization
10.03.2017
176300803000004
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of the procedure for reporting on issued registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Representation of unreliable Reporting on issued registration certificates or certificates of notification or on currency monitoring, on exchange operations with cash foreign currency - entails a warning to individuals and legal entities.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Note:
Provision of unreliable reporting on exchange transactions with cash foreign currency.
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Имран Шу и К" LLP
Authorized organization
10.03.2017
№56-3-44/523СК
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of organization of exchange operations with available foreign currency
Date of performance:
10.04.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 35
- Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 40 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
3. Статья: 51 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
4. Статья: 52 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
5. Статья: 56 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 40 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
3. Статья: 51 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
4. Статья: 52 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
5. Статья: 56 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
Note:
done with the letter №15 from 30.03.2017
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"Имран Шу и К" LLP
Authorized organization
16.03.2017
173100803000008
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
«Амиго и К» LLP
Authorized organization
16.03.2017
58-07-29/899
Limited enforcement action
Written warning
The nature of a breach:
1. The requirements of paragraphs 35, 40, 41, 46, 51 of the Rules of organization of foreign exchange operations with cash foreign currency in the Republic of Kazakhstan №144 of July 16, 2014 were violated
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
