“Lancaster Securities” JSC (renamed from “Accept Invest”, JSC)
Portofolio Manager
16.04.2008
05-01-13/2090
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Portofolio Manager
17.04.2008
05-01-13/2107
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Portofolio Manager
22.04.2008
05-01-13/2992
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
03.06.2008
81
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
467 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
03.06.2008
80
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
467 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
03.06.2008
79
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
467 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
06.06.2008
83
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
46 720 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Lancaster Securities” JSC (renamed from “Accept Invest”, JSC)
Portofolio Manager
17.06.2008
05-01-13/3965
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.06.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Lancaster Invest», JCS
Portofolio Manager
17.06.2008
05-01-13/3966
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.06.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Portofolio Manager
09.07.2008
05-01-18/4199
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
