Portofolio Manager
06.03.2009
05-01-18/1039
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
13.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Portofolio Manager
10.03.2009
05-01-18/1078
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
16.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altay Asset Management”, JSC
Portofolio Manager
26.03.2009
05-01-18/1332
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Credit Altyn Bank" JSC
Second tier banks
30.12.2010
04-01-08/1735/25412-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank about meeting minimal capital requirements established by Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
14.01.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №01/03-08 of 14.01.11
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Portofolio Manager
07.04.2009
05-01-18/2647
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
30.12.2010
04-01-08/1740/25431-И
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank recognizing the facts of violation of the domestic assets coefficient.
Date of performance:
31.01.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
05.01.2011
10-01-14/9/55-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.01.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Portofolio Manager
08.04.2009
05-01-18/1672
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
21.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Portofolio Manager
13.04.2009
05-01-18/1732
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
05.01.2011
10-01-14/10/57-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.02.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
