"Alliance Bank", JSC
Second tier banks
20.07.2010
04-01-14/935/13767-и
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank recognizing the facts of violation of prudential requirements - open currency position limits and guarantee of elimination of such violations in fixed terms.
Date of performance:
23.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 07-2/8619 of 22.07.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
25.10.2013
253
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
28.11.2014
140000803000988
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
03.12.2014
140000803001035
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400т.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
03.12.2014
140000803001022
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600т.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
03.12.2014
140000803001027
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600т.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
03.12.2014
140000803001021
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
03.12.2014
140000803001020
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
03.12.2014
140000803001019
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
03.12.2014
140000803001018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
