"Capital Bank Kazakhstan", JSC
Second tier banks
23.07.2020
200000803000060
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
833 400
The nature of a breach:
Date of performance:
22.08.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«ForteBank», JSC
Second tier banks
28.10.2010
04-01-08/1455/20881-И
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
28.10.2010
08-01-06/4780/20803-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.11.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
28.10.2010
04-01-08/1455/20881-И
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
28.10.2010
169
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141300
The nature of a breach:
1. administrative sanction was applied due to violation by the Head of Treasury Department Konkushev S.A. the timeframe for submission of the reporting to the Authorized body
Date of performance:
28.10.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 198
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
29.10.2010
04-02-04/1464/20926-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
03.11.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
04.11.2010
172
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
765308
The nature of a breach:
1. administrative sanction was applied due to conducting of banking operations without their adequate reflection in the accounting statements
Date of performance:
04.11.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 7
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
04.11.2010
171
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70650
The nature of a breach:
1. administrative sanction was applied due to failure of submission of information to the Agency, which is required according to banking legislation of the Republic of Kazakhstan
Date of performance:
04.11.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
04.11.2010
176
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
104040
The nature of a breach:
1. administrative sanction was applied due to conducting of accountancy with violation of the requirements, specified by legislation of the Republic of Kazakhstan on financial accounting
Date of performance:
04.11.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
04.11.2010
177
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70650
The nature of a breach:
1. administrative sanction was applied due to repeatedly submission to the Authorized Body of information, that doesn’t contain information, submission of which is required according to banking legislation of the Republic of Kazakhstan
Date of performance:
04.11.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
