"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
04.11.2010
05-01-18/2022/21364-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for non-provision report within required deadline and guarantee of elimination of such violations.
Date of performance:
17.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №263-7-3/184 оf 15.11.10
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
08.11.2010
04-01-14/1490/21581
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of paragraph 3 of the Instructions "Оn requirements of risk management and internal control systems in tier-two banks", approved by the Resolution of the Agency's Board dated September 30, 2005, #359.
Date of performance:
12.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter № 02/4586-1 of 08.11.2010
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
09.11.2010
04-01-08/1492/21608
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the Instruction "Оn requirements of risk management and internal control systems in tier-two banks", approved by the Resolution of the Agency's Board dated September 30, 2005, #359.
Date of performance:
15.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter № 19907 of 15.11.2010
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
11.11.2010
04-01-14/1516/21854
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.11.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
11.11.2010
04-02-04/1512/21849-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for miscalculations of сurrent liquidity ratio and term liquidity ratio established by the Instruction on standard values and calculation methods for prudential standards for second tier banks, approved by the Resolution of the Agency's Board dated September 30, 2005, #358 and for violation of separate requirements of the Resolution of the of National Bank of Republic Kazakhstan Board dated July 30, 2002, #275|
Date of performance:
25.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter № 266-29/7065 of 25.11.2010 |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
11.11.2010
04-02-04/1512/21849 - и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for miscalculations of сurrent liquidity ratio and term liquidity ratio established by the Instruction on standard values and calculation methods for prudential standards for second tier banks, approved by the Resolution of the Agency's Board dated September 30, 2005, #358 and for violation of separate requirements of the Resolution of the of National Bank of Republic Kazakhstan Board dated July 30, 2002, #275
Date of performance:
25.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter № 266-29/7065 of 25.11.2010
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
11.11.2010
04-01-14/1517/21855
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the Instruction "Оn requirements of risk management and internal control systems in tier-two banks", approved by the Resolution of the Agency's Board dated September 30, 2005, #359.
Date of performance:
22.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter № 3247-21 of 22.11.2010
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
11.11.2010
04-01-14/1516/21854
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the Instruction "Оn requirements of risk management and internal control systems in tier-two banks", approved by the Resolution of the Agency's Board dated September 30, 2005, #359.
Date of performance:
22.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Plan of measures implemented 22.11.2010 letter №13-5/13301 recognizing the facts of elimination of violations in risk management and internal control systems
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
12.11.2010
8-003/18967
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of violation of the domestic assets coefficient.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
15.11.2010
04-01-08/1522/22051
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the Instruction "Оn requirements of risk management and internal control systems in tier-two banks", approved by the Resolution of the Agency's Board dated September 30, 2005, #359.
Date of performance:
22.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Objection letter №09/6499 of 19.11.2010
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
