"CNIC"Interteach", JSC
Insurance organizations
19.04.2013
66-5-1-08/562
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
15.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
19.04.2013
66-5-1-08/558
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
15.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
19.04.2013
66-5-1-08/555
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
15.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
22.04.2013
66-5-1-08/577
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
15.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Grain Insurance Company", JSC
Insurance organizations
22.04.2013
66-5-1-08/576
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
15.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
22.04.2013
66-5-1-08/581
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
15.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
22.04.2013
66-5-1-08/583
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
15.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
16.02.2009
05-02-13/665
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank to take corrective action following on-site inspection report and provide relative information to the Agency.
Date of performance:
26.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 7215 of 24.02.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank "Bank of China in Kazakhstan", JSC
Second tier banks
16.02.2009
04-01-14/496
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements - open currency position limits.
Date of performance:
01.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №08-11/327 of 24.02.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
17.02.2009
05-02-13/684
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank to take corrective action following on-site inspection report and provide relative information to the Agency.
Date of performance:
27.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 02-19.00/884 of 27.02.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
