"ATFBank", JSC
Second tier banks
19.03.2009
04-01-14/958
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements - open currency position limits.
Date of performance:
01.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №03.3-06/1724 of 26.03.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
25.06.2013
66-4-3-20/1993
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
30.07.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
25.03.2009
04-01-14/1012
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
25.06.2013
66-5-2-07/1425
Limited enforcement action
Written warning
The nature of a breach:
1. For the failure to meet report
Date of performance:
01.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
25.03.2009
04-01-14/1013
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements - open currency position limits.
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №1-2313 of 03.04.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
25.06.2013
66-5-1-08/1421
Limited enforcement action
Written warning
The nature of a breach:
1. For the failure to meet report
Date of performance:
01.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
25.06.2013
100
Sanctions and other administrative penalties
Not specified
Punishment awarded:
432750
The nature of a breach:
1. administrative sanction was applied due to in a neglect of duty, it has taken and the assigned by the authorized body by applying the restricted measures of influence
Date of performance:
25.06.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
25.03.2009
04-01-14/1012
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements - open currency position limits.
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
30.03.2009
04-01-14/1057
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the domestic assets coefficient.
Date of performance:
07.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №073-28/816 of 06.04.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
25.06.2013
99
Sanctions and other administrative penalties
Not specified
Punishment awarded:
346200
The nature of a breach:
1. administrative sanction was applied due to in part of the conclusion of contracts of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
25.06.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
