“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
06.11.2008
05-03-27/5423
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
26.11.2018
153
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
46 720 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
12.01.2009
05-03-24/128
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
09.02.2009
05-03-24/492
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
02.03.2009
05-03-24/937
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
12.05.2009
05-03-24/2335
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
04.09.2009
05-03-22/4233
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
27.10.2009
05-02-13/5104
Limited enforcement action
Commitment letter
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
30.12.2009
05-02-09/6059
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
05.01.2010
05-03-24/4/54
Limited enforcement action
Written prescription
The nature of a breach:
1. To take corrective measures concerning shares of JSC "Joint-stock real estate investment fund "Velikaya Stena"|
Статья/пункты НПА, Статья КоАП:
Note:
The activity of the written direction is discontinued|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
