"Temirbank" JSC
Second tier banks
22.04.2009
52
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
509200
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company violated the manner of concluding the deals with securities
Date of performance:
22.04.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
23.04.2009
04-02-18/1496/7895
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for non-provision of requested documents in fixed terms.
Date of performance:
27.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by Bank during on-site inspection report 24.04.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
27.04.2009
02-04-32/1657
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for provision of incorrect information.
Date of performance:
28.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 09/806 of 28.04.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
27.04.2009
04-01-08/1566
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-provision of audited unconsolidated annual report for year 2008 in fixed terms.
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 846 of 29.04.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
27.04.2009
08-01-06/2284
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of subpoint 2) paragraph 10 of the Instructions "on requirements for risk management and internal control systems in tier two banks".
Date of performance:
11.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
28.06.2013
66-5-1-08/1494
Limited enforcement action
Written warning
The nature of a breach:
1. For the failure to meet report
Date of performance:
01.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
28.06.2013
66-5-1-08/1492
Limited enforcement action
Written warning
The nature of a breach:
1. For the failure to meet report
Date of performance:
01.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
28.06.2013
66-4-3-20/2082
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
30.07.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
28.06.2013
66-5-1-08/1493
Limited enforcement action
Written warning
Punishment awarded:
66-5-1-08/1493
The nature of a breach:
1. For the failure to meet report
Date of performance:
01.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
28.06.2013
66-5-1-08/1495
Limited enforcement action
Written warning
The nature of a breach:
1. For the failure to meet report
Date of performance:
01.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
