"Kaspi Bank", JSC
Second tier banks
23.02.2009
08-02-06/910
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank for violation of paragraph 3 of Rules on banks loans documentation.
Date of performance:
28.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Joint Stock Company "European Insurance Company" - Life Assurance Company (renamed from "PPF Insurance - Life Assurance Company, JSC)
Insurance organizations
25.04.2013
66-5-2-07/642
Limited enforcement action
Commitment letter
The nature of a breach:
1. м
Date of performance:
06.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
24.02.2009
05-02-09/823
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank to take corrective action following on-site inspection report and provide relative information to the Agency.
Date of performance:
27.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter № 1-2211 of 27.02.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
25.04.2013
66-5-1-08/663
Limited enforcement action
Commitment letter
The nature of a breach:
1. Unreliable data reflected in the financial statements
Date of performance:
06.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
26.02.2009
08-02-02/1004
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 39 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for incorrect annual effective fee rate provision.
Date of performance:
13.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
27.02.2009
08-01-02/1013
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
27.02.2009
08-01-06/1013
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank for violation of deposit condition in contract of banking deposit and for incorrect accrual of interest by deposit.
Date of performance:
25.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
25.04.2013
66-5-1-08/651
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
31.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
03.03.2009
05-02-13/976
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank about to take corrective action following on-site inspection report.
Date of performance:
14.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №1535 of 16.03.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
25.04.2013
66-5-1-08/648
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
31.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
