АО "ABC Bank"
Second tier banks
13.05.2009
04-01-08/1832
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
01.06.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
20.07.2013
66-6-4-10/1582
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
02.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
13.05.2009
04-01-08/1831
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 54-1 of the Banking Law of the Republic of Kazakhstan
Date of performance:
15.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №127 of 14.05.200)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
22.07.2013
66-6-4-04/1519
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
02.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
13.05.2009
02-03-14/1879
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
22.07.2013
66-6-4-04/1516
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
04.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
18.05.2009
04-01-18/1889
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 55 of the Banking Law of the Republic of Kazakhstan about publication of balance, profit and loss account, unapproved by annual stockholders' meeting.
Date of performance:
22.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №21-13/2-01/5525 of 15.05.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
18.05.2009
04-01-08/1894
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of Rules about cash operations and cashing of bank notes, coins and valuables operation in second tier banks and organizations engaged in certain types of banking оperations.
Date of performance:
25.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №14/2692 of 25.05.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
23.07.2013
66-5-1-08/1765
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
02.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
23.07.2013
66-5-1-08/1764
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet report
Date of performance:
05.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
