"Temirbank" JSC
Second tier banks
19.05.2009
04-02-04/1914
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for incorrect annual effective fee rate provision and for violation of prudential requirements.
Date of performance:
04.06.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
20.05.2009
05-02-09/2486
Limited enforcement action
Written prescription
The nature of a breach:
1. As per paragraph 2 Article 63 Law of the Republic of Kazakhstan on securities market written order was issued to the bank for violation of Rules about the performance of brokerage and dealership activities in securities market.
Date of performance:
27.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 2/2715 of 27.05.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
20.05.2009
04-01-08/1942
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of subpoint 2) Article 40 of the Banking Law of the Republic of Kazakhstan about granting blank loans to related party.
Date of performance:
25.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №860 of 25.05.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
25.07.2013
66-5-1-08/1815
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
29.07.2013
66-5-1-08/1843
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
21.05.2009
02-04-32/2034
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
21.05.2009
08-02-02/3071
Limited enforcement action
Commitment letter
The nature of a breach:
1. Commitment letter was requested from the bank for violation of subpoint 4) paragraph 10 of Rules on banks loans documentation.
Date of performance:
02.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №02/4929 of 02.06.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
29.07.2013
66-4-3-20/2830
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
03.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
01.08.2013
144
Sanctions and other administrative penalties
Not specified
Punishment awarded:
346200
The nature of a breach:
1. administrative sanction was applied due to in the violations of legislation during conclusion of contracts of compulsory insurance
Date of performance:
01.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
21.05.2009
02-04-32/2034
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for provision of incorrect information.
Date of performance:
22.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №13-1-2/4939 of 22.05.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
