"Bank of Astana" JSC
Second tier banks
19.05.2009
58
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
23.07.2013
66-5-1-08/1770
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet report
Date of performance:
07.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
23.07.2013
66-5-1-08/1767
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet report
Date of performance:
06.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
31.12.2014
38-2-04/2971
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
31.12.2014
38-2-04/2972
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
31.12.2014
38-2-04/2972
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
23.07.2013
66-5-1-08/1769
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
31.07.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
19.05.2009
58
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63650
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company repeatedly violated the specified prudential normative and (or) other mandatory norms and limits
Date of performance:
19.05.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
19.05.2009
71
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
127300
The nature of a breach:
1. administrative sanction was applied due to the fact of repeatedly violation of the requirements specified to it by the legislation
Date of performance:
19.05.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
19.05.2009
08-01-06/2965
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of the paragraph 1 and 2 Article 31 of the Banking Law.
Date of performance:
01.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Objection letter was provided by the bank №01-86-7-1/2506 of 29.05.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
