"Qazaq Banki", JSC
Second tier banks
31.12.2008
04-01-15/3317
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements - liquidity ratio К4-2, К4-3.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
09.04.2008
04-01-17/845
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agriculture Financial Support Fund”, JSC
Organizations with state as a sole shareholder
09.04.2008
04-01-17/845
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
09.04.2008
04-01-17/845
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
09.01.2009
180
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63650
The nature of a breach:
Date of performance:
09.01.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
25.02.2009
04-01-14/606
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
20.01.2009
04-01-15/194
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, for violation of legislation of the Republic of Kazakhstan, revealed by financial police.
Date of performance:
27.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №04jj-86-4-2/356 of 27.01.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
04.05.2009
04-01-08/1663
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
21.01.2009
04-01-15/214
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, for violation of legislation of the Republic of Kazakhstan in overvaluation of mortgaged property.
Date of performance:
30.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №804 of 30.01.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
21.01.2009
08-02-02/322
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 50 of the Banking Law about disclosure of natural person's bank account information to the third parties.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
