"Insurance Company "Kazakhmys", JSC
Insurance organizations
29.12.2012
667/107/10599
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late payment of insurance benefit
Date of performance:
11.01.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
03.01.2013
664/208/23
Limited enforcement action
Written prescription
The nature of a breach:
1. The failure to provide information and documents
Date of performance:
11.01.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
04.01.2013
667/107/109
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late payment of insurance benefit
Date of performance:
16.01.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
04.01.2013
667/207/87
Limited enforcement action
Commitment letter
The nature of a breach:
1. For violating the law of the Republic of Kazakhstan
Date of performance:
15.01.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
10.01.2013
179
Sanctions and other administrative penalties
Not specified
Punishment awarded:
809000
The nature of a breach:
1. administrative sanction was applied due to in repeated (two or more times within twelve consecutive calendar months) violation of the insurance (reinsurance) organization, the parent organization of the insurance group established by the National Bank of the Republic of Kazakhstan prudential regulations and other mandatory standards and limits
Date of performance:
10.01.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
11.01.2013
664/208/136
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet the deadlines for the presentation of information and documents
Date of performance:
18.01.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
14.01.2013
181
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. administrative sanction was applied due to in the event of late insurance payment
Date of performance:
14.01.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
14.01.2013
668/120/201
Limited enforcement action
Commitment letter
The nature of a breach:
1. For violating the requirements of the paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "About securities market"
Date of performance:
18.01.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
16.01.2013
665/404/109
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
01.02.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
16.01.2013
665/404/107
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
23.01.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
