"Halyk Bank of Kazakhstan", JSC
Second tier banks
20.11.2007
10-13/4329
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.12.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
21.11.2007
02-01-12/3611
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.11.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
03.12.2007
05-01-14/9717
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 26 of the Law " About pension securiry ", written order was issued to the bank, about performance explanation fact of the violation reguirements by "AtfBank" paragraph 2, Article 26 of the Law " About pension securiry "
Date of performance:
07.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented № 7-1-1/6660 from 05.12.2007
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
04.12.2007
04-01-15/4153
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
06.12.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
06.12.2007
09.04.2139
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
17.06.2011
66001/1798
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
29.07.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
10.12.2007
284
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
54600
The nature of a breach:
Date of performance:
10.12.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
22.06.2011
66001/2083
Limited enforcement action
Written prescription
The nature of a breach:
1. Didn’t represent reporting related to loss ratio on paper data
Date of performance:
01.07.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
23.06.2011
66001/2091
Limited enforcement action
Commitment letter
The nature of a breach:
1. discrepancies between electronic data and the same on paper
Date of performance:
04.07.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
27.06.2011
667/107/78
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
05.07.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
