“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
26.04.2013
66-4-1-10/485
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
24.01.2014
66-4-1-05/443
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
27.05.2014
66-6-3-04/1349
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
27.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
27.05.2014
66-6-3-04/1350
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
19.06.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
24.10.2014
33-1-06/3181
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.06.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
26.11.2008
158
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. Administrative sanction was applied due to the fact that the Company failed to meet the requirements related to appointment of the manager of the financial organization.
Date of performance:
26.11.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
26.11.2008
157
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. Administrative sanction was applied due to the fact that the Company failed to meet the requirements related to appointment of the manager of the financial organization.
Date of performance:
26.11.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
01.12.2008
33/4634.1
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank about elimination of discrepancy in the report provision by programm "Credit register" on the 1-st of October and toughening of internal control measures for elimination such of discrepancy.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
04.12.2008
02-04-29/5092
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for late provision of commitment letter in fixed terms and guarantee of elimination of such violation.
Date of performance:
11.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №12-1/3706 от 11.12.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
05.12.2008
04-01-15/3085
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, for violation of the ratio of term currency liquidity and risk exposure for a single borrower by the blank credit.
Date of performance:
11.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №87 от 11.12.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
