"Kazkommertsbank", JSC
Second tier banks
21.01.2009
04-01-15/214
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, for violation of legislation of the Republic of Kazakhstan in overvaluation of mortgaged property.
Date of performance:
30.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №804 of 30.01.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
21.01.2009
08-02-02/322
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 50 of the Banking Law about disclosure of natural person's bank account information to the third parties.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agriculture Financial Support Fund”, JSC
Organizations with state as a sole shareholder
04.05.2009
04-01-08/1664
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“National Company “Food Contractual Corporation”, JSC
Organizations with state as a sole shareholder
18.05.2009
04-01-08/1888
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
23.01.2009
139
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of disparity elemination in "Credit register" report on 01.12.2008 and strengthening of internal control measures of elimination of such violation.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196-1
-
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
23.01.2009
04-02-08/3221
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
28.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Organizations with state as a sole shareholder
19.05.2009
56
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
09.06.2009
74
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Second tier banks
26.01.2009
02-04-32/285
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, for non-provision of daily report "Balance and off-balance sheet account balances of tier two banks".
Date of performance:
02.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №235 of 02.02.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
29.01.2009
04-03-15/288
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, about formation of additional provisions (reserve) to cover losses from credit activities.
Date of performance:
01.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №01-86/463 of 04.02.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
