"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
09.08.2012
665/410/1676
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
27.08.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
09.08.2012
82
Sanctions and other administrative penalties
Not specified
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was ap
Date of performance:
09.08.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
16.08.2012
86
Sanctions and other administrative penalties
Not specified
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
16.08.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
16.08.2012
85
Sanctions and other administrative penalties
Not specified
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was applied due to in the incorrect implementation of other provisions of the concluded insurance contracts.
Date of performance:
16.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
16.08.2012
84
Sanctions and other administrative penalties
Not specified
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was applied due to in the incorrect implementation of other provisions of the concluded insurance contracts.
Date of performance:
16.08.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
16.08.2012
83
Sanctions and other administrative penalties
Not specified
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was applied due to in the incorrect implementation of other provisions of the concluded insurance contracts.
Date of performance:
16.08.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
27.08.2012
7
Limited enforcement action
Written agreement
The nature of a breach:
1. About necessity ot eliminate violations of the prudential standards, namely the standart of solvency margin
Date of performance:
01.01.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
28.08.2012
667/206/4853
Limited enforcement action
Written warning
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
10.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
11.09.2012
664/209/5149
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breach of prudential standards
Date of performance:
24.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Violation of prudential standards available. According to the letter of JSC "IC" TransOil» (№ 1104-03 17.09.2012) it was technical error and insurance company gave guarantee to prevent similar mistakes in the future.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
19.09.2012
664/209/5364
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirements for the placement of the register of insurance agents
Date of performance:
30.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
