«ForteBank», JSC
Second tier banks
02.02.2009
08-02-02/575
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
02.02.2009
08-02-02/575
Limited enforcement action
Written warning
The nature of a breach:
1. Written notification was issued to the bank for violation of legislation of the Republic of Kazakhstan regarding process of mortgaged property realization.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
04.02.2009
08-01-02/598
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank for non-provision of requested documents in fixed terms.
Date of performance:
18.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 29-1542 of 18.02.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
10.02.2009
12
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63650
The nature of a breach:
1. Administrative sanction was applied due to the fact that the Bank failed to submit required information
Date of performance:
10.02.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agriculture Financial Support Fund”, JSC
Organizations with state as a sole shareholder
09.06.2009
73
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
14.09.2009
04-01-08/3968
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
10.02.2009
10-01-22/1297
Limited enforcement action
Written prescription
The nature of a breach:
1. administrative sanction was applied due to the fact of violation related to the order of nomination of leading employee.
Date of performance:
25.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №273 of 13.02.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Organizations with state as a sole shareholder
02.03.2010
45
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
10.02.2009
02-04-32/452
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, order to provide explanations in fixed terms about alterations in reporting and take corrective measures of elimination of such violations.
Date of performance:
12.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №71 оf 13.02.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
12.02.2009
10-01-22/1469
Limited enforcement action
Written prescription
The nature of a breach:
1. As per paragraph 4, Article 67 of the Joint-stock company Law of the Republic of Kazakhstan, written order was issued to the bank.|
Date of performance:
02.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
