«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
28.09.2011
31
Sanctions and other administrative penalties
Not specified
Punishment awarded:
7505375
The nature of a breach:
1. administrative administrative sanction was applied due to in a violation of the insurance organization established standards and methods (principles) of accounting
Date of performance:
28.09.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 10
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
28.09.2011
667/207/2203
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
10.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
10.10.2011
664/212/1767
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of the requirement of item 1-1 of article 48 of the Law of the Republic Kazakhstan "About Insurance Activity"
Date of performance:
31.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
14.10.2011
61
Sanctions and other administrative penalties
Not specified
Punishment awarded:
1507180
The nature of a breach:
Date of performance:
14.10.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
14.10.2011
665/411/1167
Limited enforcement action
Written prescription
The nature of a breach:
1. By the result inspection
Date of performance:
18.11.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
17.10.2011
668/206/2822
Limited enforcement action
Commitment letter
The nature of a breach:
1. violation of paragraph 7 of Article 34 of the Law "On insurance activity" in the part of non-compliance with terms of appointment
Date of performance:
31.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
19.10.2011
661/234/1102
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective
Date of performance:
25.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
19.10.2011
661/234/1097
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective
Date of performance:
25.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
25.10.2011
69
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 421 284KZT
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company violated the Insurance Law at the time of its transactions|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
25.10.2011
68
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
968 493KZT
The nature of a breach:
1. administrative sanction was applied due to in repeated (two or more times within twelve consecutive calendar months) violation of the insurance (reinsurance) organization, the parent organization of the insurance group established by the National Bank of the Republic of Kazakhstan prudential regulations and other mandatory standards and limits|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
