"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
20.09.2012
661/246/2533
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late financial reports
Date of performance:
30.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
24.09.2012
668/119/5417
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the breach the paragraph 4 in the article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
02.10.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
25.09.2012
664/217/5524
Limited enforcement action
Commitment letter
The nature of a breach:
1. For violating the law of the Republic of Kazakhstan
Date of performance:
03.10.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
01.10.2012
664/209/5669
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of the requirements for the placement of the register of insurance agents
Date of performance:
12.10.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
02.10.2012
665/410/2093
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
10.10.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
02.10.2012
665/410/2092
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
10.10.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
09.10.2012
109
Sanctions and other administrative penalties
Not specified
Punishment awarded:
647200
The nature of a breach:
1. administrative sanction was ap
Date of performance:
09.10.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 11
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
11.10.2012
110
Sanctions and other administrative penalties
Not specified
Punishment awarded:
647200
The nature of a breach:
1. administrative sanction was ap
Date of performance:
11.10.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 11
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
11.10.2012
664/217/6038
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of prudential standards as at 01.09.2012
Date of performance:
01.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
15.10.2012
664/209/6115
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of the requirement of article 53-1 of the Law of the Republic of Kazakhstan “About joint-stock companies”
Date of performance:
16.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Didn't implement, written instruction 04.12.2012 №664/209/7369 was applied
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
