“Agriculture Financial Support Fund”, JSC
Organizations with state as a sole shareholder
10.10.2013
238
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 7
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
16.10.2013
66-4-3-20/4628
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agriculture Financial Support Fund”, JSC
Organizations with state as a sole shareholder
19.11.2013
66-6-1-04/2951
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
29.11.2012
161
Sanctions and other administrative penalties
Not specified
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was ap
Date of performance:
29.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 9
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
04.12.2012
664/209/7375
Limited enforcement action
Written warning
The nature of a breach:
1. For failure to comlpy the requirements of letter of commitment 31.10.2012 #664/209/6495
Date of performance:
12.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
04.12.2012
664/209/7367
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirements for the placement of the register of insurance agents
Date of performance:
12.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
04.12.2012
664/209/7370
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late submission of information
Date of performance:
14.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Didn't implement, written instruction 21.01.2012 №664/216/396 was applied
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
04.12.2012
664/209/7369
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to comlpy the requirements of written instruction 15.10.2012 #664/209/6115
Date of performance:
14.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
05.12.2012
166
Sanctions and other administrative penalties
Not specified
Punishment awarded:
647200
The nature of a breach:
1. administrative sanction was applied due to in reporting, which led to a
Date of performance:
05.12.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 11
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
06.12.2012
171
Sanctions and other administrative penalties
Not specified
Punishment awarded:
80900
The nature of a breach:
1. административное правонарушение выразилось в предоставлении недостоверной отчетности уполномоченному органу
Date of performance:
06.12.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
