«ForteBank», JSC
Second tier banks
17.01.2007
09-12/208
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.01.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
02.10.2009
№ 06-02-10/2594
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
16.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
17.01.2007
09-12/208
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.01.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
02.10.2009
№ 06-02-10/2593
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
18.01.2007
04-01-08/213
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.01.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
02.10.2009
06-01-22/2599
Limited enforcement action
Written agreement
The nature of a breach:
1. Failure to comply with prudential standards
Date of performance:
31.12.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
22.01.2007
04-01-08/235
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.01.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
05.10.2009
06-02-10/2621
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breaches which were detected in the course of a comprehensive review
Date of performance:
20.10.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
23.01.2007
1
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
54600
The nature of a breach:
Date of performance:
23.01.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
05.10.2009
06-02-10/2622
Limited enforcement action
Written prescription
The nature of a breach:
1. Breaches which were detected in the course of a comprehensive review
Date of performance:
20.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
