Investment Company “CenterInvest”, JSC
Brocker-Dealers
21.10.2009
05-02-13/5005
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
02.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
13.08.2008
08-02-3/3077
Limited enforcement action
Commitment letter
The nature of a breach:
1. 1) Failure to notify the insured on the missing documents (paragraph 3 of Article 25 of the Act), 2) delayed notification of the insured on the taken decision about the insurance occurrence (paragraph 3 of Article 29 of the Law). JSC "NSC" must submit a written obligation to the AFN on the recognition of the violations and prevent them in the future.
Date of performance:
19.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Vostok Capital”, JSC
Brocker-Dealers
21.10.2009
05-02-13/5005
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
02.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«BTA Zabota» Subsidiary Insurance Company of the BTA Bank», JSC
Insurance organizations
18.08.2008
06-02-10/1834
Limited enforcement action
Commitment letter
The nature of a breach:
1. on the result of inspection|
Date of performance:
25.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
implemented|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
18.08.2008
119
Sanctions and other administrative penalties
Not specified
Punishment awarded:
23360
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company failed to meet the requirements related to the order of nomination of a manager in the part when the candidate shall be approved by the Agency.
Date of performance:
18.08.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
18.08.2008
120
Sanctions and other administrative penalties
Not specified
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company failed to meet the requirements related to nomination of the manager of the financial organization.
Date of performance:
18.08.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«BTA Zabota» Subsidiary Insurance Company of the BTA Bank», JSC
Insurance organizations
18.08.2008
06-02-10/1833
Limited enforcement action
Written prescription
The nature of a breach:
1. on the result of inspection
Date of performance:
30.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
18.08.2008
06-02-10/1834
Limited enforcement action
Commitment letter
The nature of a breach:
1. on the result of inspection
Date of performance:
25.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
25.08.2008
08-02-3/4110
Limited enforcement action
Written prescription
The nature of a breach:
1. The requirements of the Agency, for conducting analyze of presented materials, revealing and elimination of causes, are not implemented, as a result the rights of applicants are restrained. Introduce all the necessary documents, asked by the Agency in the letter from 11th August 2008 y. No. 08-02-3/3035,
Date of performance:
31.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Default.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
26.08.2008
№08-02-3/4124
Limited enforcement action
Written prescription
The nature of a breach:
1. failure to represent the letters obligations (breach of the paragraph 3 of article 25 of the Law "On obligatory insurance of civil - law responcibilities of vechile's owners" of Republic of Kazakhstan (hereinafter - Law).
Date of performance:
15.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
