"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
16.10.2009
10-02-02/10318
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breach of sub-clause 2 of article 33 of the Law "On insurance activity"
Date of performance:
16.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
16.02.2007
10-13/475
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
16.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
20.10.2009
162
Sanctions and other administrative penalties
Not specified
Punishment awarded:
38880
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company submitted to the authorized body its unreliable accounts
Date of performance:
20.10.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
19.02.2007
05-02-09/1194
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
02.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
20.10.2009
163
Sanctions and other administrative penalties
Not specified
Punishment awarded:
211471
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company violated the Insurance Law at the time of its transactions
Date of performance:
20.10.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
20.02.2007
04-01-15/646
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
28.02.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
20.10.2009
164
Sanctions and other administrative penalties
Not specified
Punishment awarded:
2210000
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company violated the Insurance Law at the time of its transactions
Date of performance:
20.10.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
22.02.2007
10
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
504600
The nature of a breach:
Date of performance:
22.02.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
23.02.2007
04-01-15/694
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
20.10.2009
165
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the CEO of the Insurance company Kurleutov E.M. failed to keep its books in accordance with established standards and procedures
Date of performance:
20.10.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 10
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
