"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
15.10.2009
№06-01-22/2719
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
15.10.2009
№06-01-22/2718
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
29.01.2007
4
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
218400
The nature of a breach:
Date of performance:
29.01.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
08.02.2007
10-13/476
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.02.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Society "TSHASO", JSC
Insurance organizations
15.10.2009
06-01-22/2723
Limited enforcement action
Written prescription
The nature of a breach:
1. An excess of the sum of deposits and funds with "Kaspi Bank", JSC
Date of performance:
30.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
15.10.2009
06-01-22/2718
Limited enforcement action
Written prescription
The nature of a breach:
1. The Company must take the remedial measures to eliminate the revealed breaches of the legislation by 30 Oct 2009.
Date of performance:
30.10.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
09.02.2007
05-02-09/975
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.02.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
13.02.2007
04-01-15/539
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
15.10.2009
06-01-22/2719
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of a diversification standard
Date of performance:
30.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
13.02.2007
04-01-15/539
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
