"Oil Insurance Company", JSC
Insurance organizations
01.04.2009
06-01-15/2938
Limited enforcement action
Written agreement
The nature of a breach:
1. Not implementation of the requirements of the Decree, No 435 dated December 6th 2003, of the Board of Governance of the National Bank of the Republic of Kazakhstan «On conducting auxiliary accountant and ledger, instilled in the automated information system of insurance (reinsurance) organizations»
Date of performance:
01.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
03.04.2009
02-04-33/1270
Limited enforcement action
Commitment letter
The nature of a breach:
1. The information on the "Income statement" (form 2) was not set adequatly as of 1 March 2009
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter №12333 from 07.04.09
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
03.04.2009
02-04-33/1270
Limited enforcement action
Commitment letter
The nature of a breach:
1. The information on the "Income statement" (form 2) was not set adequately as of 1 March 2009
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter #13148 from 09.04.09
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
03.04.2009
02-04-33/1270
Sanctions and other administrative penalties
Commitment letter
The nature of a breach:
1. The information on the "Income statement" (form 2) was not set adequatly as of 1 March 2009
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter No 13459 from10.04.09
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
03.04.2009
02-04-33/1270
Limited enforcement action
Commitment letter
The nature of a breach:
1. The information on the "Income statement" (form 2) was not set adequatly as of 1 March 2009
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
03.04.2009
02-04-33/1270
Limited enforcement action
Commitment letter
The nature of a breach:
1. The information on the "Income statement" (form 2) was not set adequatly as of 1 March 2009
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented No 14013 from 15.04.09
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
03.04.2009
02-04-33/1270
Limited enforcement action
Commitment letter
The nature of a breach:
1. The information on the "Income statement" (form 2) was not set adequatly as of 1 March 2009
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter No 13538 from 10.04.09
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
03.04.2009
№ 06-02-10/846
Limited enforcement action
Commitment letter
The nature of a breach:
1. For breaches, revealed as a result of complex inspection
Date of performance:
20.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter №14964 21.04.09
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
03.04.2009
№ 06-02-10/845
Limited enforcement action
Written prescription
The nature of a breach:
1. For breaches, revealed as a result of complex inspection
Date of performance:
29.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter 22.04.09 № 15022
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
07.04.2009
31
Sanctions and other administrative penalties
Not specified
Punishment awarded:
38190
The nature of a breach:
1. administrative sanction was applied due to the fact of submission to the Authorized Agency misleading information on the scope of obligations
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
