"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
28.08.2009
06-01-22/2288
Limited enforcement action
Written agreement
The nature of a breach:
1. Failure to comply with the requirements of National Bank of the RK from 6 Dec 2003, # 435, "On keeping The subsidiary ledger and The General ledger, with the latter having been implemented in the automated information system of insurers (re-insurers)" |
Date of performance:
01.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
30.08.2009
06-03-13/2093
Limited enforcement action
Commitment letter
The nature of a breach:
1. A wrongful refusal to pay an insurance benefit
Date of performance:
30.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
31.08.2009
06-01-15/2993
Limited enforcement action
Written agreement
The nature of a breach:
1. Not implementation of the requirements of the Decree, No 435 dated December 6th 2003, of the Board of Governance of the National Bank of the Republic of Kazakhstan «On conducting auxiliary accountant and ledger, instilled in the automated information system of insurance (reinsurance) organizations»
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
31.08.2009
10-01-22/8380
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of clause 4 of Article 67 of the Law of the RK "On the securities market" (for affiliated persons)
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
02.09.2009
06-01-22/2260
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the standards of diversification
Date of performance:
30.09.2009
Статья/пункты НПА, Статья КоАП:
Note:
lmplemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
02.09.2009
06-01-22/2259
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the Sub. Clause 2) of Article 41 of the Instruction for standard values and methods of calculation of prudential standards of an insurance organization, forms and dates for reporting on compliance with prudential standards, approved by the Decree №131 of the Board of the Agency on 22 August, 2008
Date of performance:
30.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
03.09.2009
141
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact of violation of the order of appointment of leading employee, in particularly regarding the terms of coordination with the Agency
Date of performance:
03.09.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
14.09.2009
10-02-02/9430
Limited enforcement action
Written prescription
The nature of a breach:
1. inactivity of officials as well as of the company itself in correction of violations concerning formation of collegial bodies such as the Board of Directors and Senior Management
Date of performance:
01.10.2009
Статья/пункты НПА, Статья КоАП:
Note:
the company failed to comply with FSA's recommendations
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
23.09.2009
06-01-22/2491
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
24.09.2009
148
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact of delay in producing insurance payments
Date of performance:
24.09.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
