"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
29.07.2009
121
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company delayed in insurance payment.
Date of performance:
29.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
29.07.2009
120
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company delayed in insurance payment.
Date of performance:
29.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
01.08.2009
06-01-22/1747
Limited enforcement action
Written prescription
The nature of a breach:
1. failed to fulfill oblgations of the Written commitment №222/01 as of 17.04.2009
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
it is carried out monitoring on this issue
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
01.08.2009
06-01-15/3096
Limited enforcement action
Written agreement
The nature of a breach:
1. Not implementation of the requirements of the Decree, No 435 dated December 6th 2003, of the Board of Governance of the National Bank of the Republic of Kazakhstan «On conducting auxiliary accountant and ledger, instilled in the automated information system of insurance (reinsurance) organizations»
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
03.08.2009
08-02-07/4991
Limited enforcement action
Commitment letter
The nature of a breach:
1. Clause 5 of Article 22, clause 3 of Article 25, and clause 1 of Article 26 of the RK Law "On mandatory insurance of liability of motor vehicle owners"
Date of performance:
12.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
In compliance
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
04.08.2009
08-02-03/5001
Limited enforcement action
Commitment letter
The nature of a breach:
1. Clause 5 of Article 25, and clause 1 of Article 26 of the RK Law "On mandatory insurance of liability of motor vehicle owners"
Date of performance:
12.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
In compliance
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
22.05.2006
49
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51500
The nature of a breach:
Date of performance:
22.05.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
07.08.2009
№06-01-15/2030
Limited enforcement action
Commitment letter
The nature of a breach:
1. Representation of inadequate reporting information of
Date of performance:
12.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
In compliance
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
10.08.2009
06-01-15/2054
Limited enforcement action
Written agreement
The nature of a breach:
1. Failure to comply with the requirements of National Bank of the RK from 6 Dec 2003, # 435, "On keeping The subsidiary ledger and The General ledger, with the latter having been implemented in the automated information system of insurers (re-insurers)"
Date of performance:
05.04.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
29.05.2006
44
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
734340
The nature of a breach:
Date of performance:
29.05.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
