«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
10.07.2008
06-01-18/1516
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirements of subparagraph 1-1) paragraph 31 of the Directive on normative values and methods of calculation of prudential normatives of insurance (reinsurance) organizations, forms and term of submission the report in compliance with prudential normatives, approved by the decision of the Board of the Agency 25.03.2006, No 87, posting total assets in one legal person may not exceed twenty per cent of the total assets of insurance (reinsurance) organization.
Date of performance:
31.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
22.07.2008
08-02-3/2834
Limited enforcement action
Commitment letter
The nature of a breach:
1. The Law of the Republic of Kazakhstan "On compulsury insurance of civil-law responcibilities of vehicle owners" breach of the reqierments of paragraph 2 and 3, article 25 (not timely notification of beneficiaries on lack of documents)
Date of performance:
31.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Brocker-Dealers
16.08.2011
664/118/937
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
16.08.2011
664/118/945
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Brocker-Dealers
16.08.2011
664/118/943
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Managing Company "Asia Capital", JSC (renamed from - Management Company “VIRTUS INVEST”, JSC)
Brocker-Dealers
16.08.2011
664/118/941
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
17.08.2011
663/304/1046
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Prime Financial Solution”, JSC
Brocker-Dealers
22.08.2011
664/118/996
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Informational-counter center”, JSC
Brocker-Dealers
23.07.2009
119
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
129 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 198
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Informational-counter center”, JSC
Brocker-Dealers
24.07.2009
05-01-18/3600
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
03.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
