"Insurance Company "EcoPolicy", JSC
Insurance organizations
14.07.2009
06-01-22/1772
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 1 June 2009 it has breached adequacy standards of actual solvency margin, which equaled to 0,78
Date of performance:
31.07.2009
Статья/пункты НПА, Статья КоАП:
Note:
explanation was submitted, the execution will be approved upon submission of the reporting at 1 August, 2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
14.07.2009
06-01-22/1775
Limited enforcement action
Written prescription
The nature of a breach:
1. failed to meet the requirements of the Decree #435 of the Board of the National Bank dated 6 December 2003 «On introduction of ancillary accounting and ledger in the information system of insurance/reinsuare organizations»
Date of performance:
20.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
14.07.2009
06-02-10/1779
Limited enforcement action
Commitment letter
The nature of a breach:
1. the Insurance company failed to inform the Agency on holding of the annual general meeting of shareholders as well as distribution of retained earnings of prior years
Date of performance:
03.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
lmplemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
16.07.2009
06-01-22/1806
Limited enforcement action
Written prescription
The nature of a breach:
1. delayed in submitting information in accordance with the RK Law «On mandatory motor third party insurance» in real time to the organization for formation and introduction of Database
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
it is carried out monitoring on this issue
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
17.07.2009
№ 06-02-10/1780
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.07.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
17.07.2009
06-01-22/1807
Limited enforcement action
Written prescription
The nature of a breach:
1. delayed in submitting information in accordance with the RK Law «On mandatory motor third party insurance» in real time to the organization for formation and introduction of Database
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
17.07.2009
06-02-10/1780
Limited enforcement action
Written prescription
The nature of a breach:
1. for breach revealed at the time of complex on-site supervision
Date of performance:
31.07.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Society "TSHASO", JSC
Insurance organizations
20.07.2009
06-01-22/1844
Limited enforcement action
Written prescription
The nature of a breach:
1. in breach of the Clause 3 of the Decree of the FSA's Board №130 "On setting requirements for risk management system in insurance/reinsurance companies
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
09.01.2006
89
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51500
The nature of a breach:
Date of performance:
09.01.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
27.07.2009
06-01-22/1918
Limited enforcement action
Written prescription
The nature of a breach:
1. the maximum own deductions under insurance/reinsuarnce contracts exceeded the actual solvency margin
Date of performance:
07.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
