«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
27.04.2005
4
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
38840
The nature of a breach:
Date of performance:
27.04.2005
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
27.04.2005
3
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
213244
The nature of a breach:
Date of performance:
27.04.2005
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 7
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
20.06.2005
21
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
38840
The nature of a breach:
Date of performance:
20.06.2005
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
26.09.2005
22
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
87390
The nature of a breach:
Date of performance:
26.09.2005
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
07.11.2005
27
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
971000
The nature of a breach:
Date of performance:
07.11.2005
Статья/пункты НПА, Статья КоАП:
1.
Статья: 170-1
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
21.12.2005
28
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
19420
The nature of a breach:
Date of performance:
21.12.2005
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
03.07.2009
81
Sanctions and other administrative penalties
Not specified
Punishment awarded:
1373430
The nature of a breach:
1. administrative sanction was applied due to the fact of violation of Law of the Republic of Kazakhstan on Insuring and insurance activity at the time of its transactions
Date of performance:
03.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
10.07.2009
06-01-22/1743
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
10.07.2009
06-01-22/1740
Limited enforcement action
Written prescription
The nature of a breach:
1. failed to submit before 1 July 2009 its reporting on compliance with requirements for risk management system in insurance companies (Decree №130)
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
explanation was submitted, since the company in voluntary liquidation, there is not necessity to meet the requirements the Decree 130 dated 30 April, 2007
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
10.07.2009
06-01-22/1741
Limited enforcement action
Written prescription
The nature of a breach:
1. failed to submit before 1 July 2009 its reporting on compliance with requirements for risk management system in insurance companies (Decree №130)
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
