National Bank of Pakistan
Bank holdings
24.07.2015
13-4-06/1364
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.07.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Brocker-Dealers
22.08.2014
1400008030000590
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
648 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
SAFC
Bank conglomerates
26.04.2007
04-01-15/1346
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
03.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
27.08.2014
140000803000586
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
27.08.2014
140000803000585
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
SAFC
Bank conglomerates
11.05.2007
02-01-12/1277
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
16.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Banking conglomerate of LLC "Alnair Capital"
Bank conglomerates
24.05.2007
02-01-14/1367
Limited enforcement action
Written prescription
The nature of a breach:
1. The written order was issued to JSC" BTA Bank " because of violation requirements of Instruction on prudential norms for bank conglomerate and forms and terms of granting of the reporting about their fulfillment|
Date of performance:
05.06.2007
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
29.08.2014
140000803000596
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Bank conglomerates
24.05.2007
02-01-14/1367
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Tsesna" Corporation, JSC
Bank conglomerates
04.06.2007
140
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21 840тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
