"ATFBank", JSC
Brocker-Dealers
04.09.2007
192
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Brocker-Dealers
04.09.2007
191
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
25.05.2009
06-01-22/771
Limited enforcement action
Written agreement
The nature of a breach:
1. For not implementing the requierment of the Decree of the Board of the National Bank of the Republic of the Kazakhstan dated 06.12.2003y. No. 435 "On conducting auxiliary accountant and Main ledger, introduced in the automated information system of the insurance (reinsurance) organization".
Date of performance:
25.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Brocker-Dealers
04.09.2007
201
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
04.09.2007
166
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
27.05.2009
08-01-07/2783
Limited enforcement action
Written prescription
The nature of a breach:
1. Insurance payments have not been realised that caused breach of the paragraph 1 of the article 26 of the Law on civil - law responcibilities of the vehicle's owners
Date of performance:
27.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Tengry Finance”, JSC(renamed from “RBNT Securities”, JSC)
Brocker-Dealers
27.09.2007
241
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
109 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 357-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Brocker-Dealers
03.12.2007
282
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
163 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
27.05.2009
08-01-07/3004
Limited enforcement action
Written prescription
The nature of a breach:
1. The required documents, sent by letter of the Agency have not been presented
Date of performance:
27.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
27.05.2009
08-01-06/2885
Limited enforcement action
Written prescription
The nature of a breach:
1. Insurance payments have not been realised that caused breach of the paragraph 1 of the article 26 of the Law on civil - law responcibilities of the vehicle's owners
Date of performance:
27.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
