"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
01.07.2009
06-01-15/2260
Limited enforcement action
Written agreement
The nature of a breach:
1. not implementing the requirements of the Board's decree of National Bank from 6th December 2003y No435 "On conducting auzillary accounting and ledger introduced in the automatic information system of insurance (reinsurance) organizations"
Date of performance:
01.07.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
01.07.2009
06-01-22/1625
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the Clause 2 of the Article 8 of the RK Law "On mandatory motor third party insurance"
Date of performance:
20.07.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
02.07.2009
06-01-22/1642
Limited enforcement action
Written prescription
The nature of a breach:
1. failed to publich its annual financial report in state language
Date of performance:
15.07.2009
Статья/пункты НПА, Статья КоАП:
Note:
executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
02.07.2009
06-01-22/1643
Limited enforcement action
Written prescription
The nature of a breach:
1. failed to publish annual financial report
Date of performance:
15.07.2009
Статья/пункты НПА, Статья КоАП:
Note:
executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
03.07.2009
81
Sanctions and other administrative penalties
Not specified
Punishment awarded:
1373430
The nature of a breach:
1. administrative sanction was applied due to the fact of violation of Law of the Republic of Kazakhstan on Insuring and insurance activity at the time of its transactions
Date of performance:
03.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
03.07.2009
81
Sanctions and other administrative penalties
Not specified
Punishment awarded:
1373430
The nature of a breach:
1. administrative sanction was applied due to the fact of violation of Law of the Republic of Kazakhstan on Insuring and insurance activity at the time of its transactions
Date of performance:
03.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
03.07.2009
81
Sanctions and other administrative penalties
Not specified
Punishment awarded:
1373430
The nature of a breach:
1. administrative sanction was applied due to the fact of violation of Law of the Republic of Kazakhstan on Insuring and insurance activity at the time of its transactions
Date of performance:
03.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Brocker-Dealers
14.04.2008
05-01-13/2634
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
16.04.2008
05-01-13/2097
Limited enforcement action
Written prescription
The nature of a breach:
1. Concerning the elimination of non-observance of capital adequacy norm and submission of supporting documents|
Date of performance:
20.05.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
16.04.2008
05-01-13/2099
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
28.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
