"Investment House "Fincraft", JSC
Brocker-Dealers
07.05.2007
05-02-09/3196
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
24.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
11.05.2007
05-01-16/3325
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
07.05.2009
06-01-22/1169
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.03.2009 and 01.04.09 solvency margin adequacy ratio has been infringed and made up 0,74 and 0,58
Date of performance:
31.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
conformation will present after presenting the statment on at 01.06.09y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
13.05.2009
08-02-03/2462
Limited enforcement action
Written prescription
The nature of a breach:
1. The required documents, sent by letter of the Agency have not been presented
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
23.05.2007
104
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
14.05.2009
№08-01-07/2783
Limited enforcement action
Written prescription
The nature of a breach:
1. Insurance payments have not been realised that caused breach of the paragraph 1 of the article 26 of the Law on civil - law responcibilities of the vehicle's owners
Date of performance:
27.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Brocker-Dealers
23.05.2007
100
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
12.07.2007
152
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
546 000тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
16.07.2007
02-03-54/1949
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.07.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
18.05.2009
№ 08-01-06/2885
Limited enforcement action
Written prescription
The nature of a breach:
1. Insurance payments have not been realised that caused breach of the paragraph 1 of the article 26 of the Law on civil - law responcibilities of the vehicle's owners
Date of performance:
27.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
