SAFC
Bank conglomerates
12.06.2007
133
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21 840тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Asian Investment Company", JSC
Bank conglomerates
08.11.2007
02-01-12/2751
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.11.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Tsesna" Corporation, JSC
Bank conglomerates
21.11.2007
02-01-12/3611
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.11.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
SAFC
Bank conglomerates
15.05.2008
02-01-14/1629
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.05.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Asian Investment Company", JSC
Bank conglomerates
03.04.2009
02-03-14/1262
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Bank conglomerates
03.04.2009
02-03-14/1298
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Financial Group", JSC
Bank conglomerates
19.11.2009
02-03-12/4568
Limited enforcement action
Written prescription
The nature of a breach:
1. For non-fulfillment by Astana Finance, JSC of terms and conditions of the Written agreement №02-03-14/3494 dated 7 September, 2009, in particular, for its failure to ensure compliance of the values of the banking conglomerate’s prudential standards with requirements of the Agency’ Decree №44 “On values and methods of calculation of prudential standards for banking conglomerates as well as forms and dates of reporting on compliance with them” as of 25 February 2006, the Agency applied sanction against Astana Finance, JSC by issuing its written instruction. |
Date of performance:
30.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Bank conglomerates
19.11.2009
02-03-12/4568
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Asian Investment Company", JSC
Bank conglomerates
07.06.2011
663/110/25
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
10.06.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Asian Investment Company", JSC
Bank conglomerates
20.07.2011
663/110/677
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
03.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
