"Kaspi Bank", JSC
Second tier banks
31.01.2006
9
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
206000
The nature of a breach:
Date of performance:
31.01.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
15.03.2006
12
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
206000
The nature of a breach:
Date of performance:
15.03.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
27.07.2009
06-01-15/1701
Limited enforcement action
Commitment letter
The nature of a breach:
1. the company submitted report where was specified incorrect amount of liabilities passed for reinsurance
Date of performance:
08.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
28.07.2009
02-04-33/2920
Limited enforcement action
Written prescription
The nature of a breach:
1. failed to submit reply to th written instruction
Date of performance:
04.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
14.04.2006
30
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51500
The nature of a breach:
Date of performance:
14.04.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
29.07.2009
122
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company delayed in insurance payment.
Date of performance:
29.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
14.04.2006
29
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51500
The nature of a breach:
Date of performance:
14.04.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
04.05.2006
39
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
103000
The nature of a breach:
Date of performance:
04.05.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
29.07.2009
121
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company delayed in insurance payment.
Date of performance:
29.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
29.07.2009
120
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company delayed in insurance payment.
Date of performance:
29.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
