Brocker-Dealers
30.10.2008
146
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
116 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
08.01.2009
06-02-10/32
Limited enforcement action
Written prescription
The nature of a breach:
1. Breaches revealed on the result of complex inspection |
Date of performance:
25.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
08.01.2009
06-01-22/3053
Limited enforcement action
Commitment letter
The nature of a breach:
1. The report on loss ratio has been presented without chief officer’s sign
Date of performance:
08.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Brocker-Dealers
03.11.2008
05-02-11/5413
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
13.01.2009
06-01-22/73
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breach of diversification ratio
Date of performance:
23.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
22.01.2009
08-02-03/331
Limited enforcement action
Commitment letter
The nature of a breach:
1. Untimely realization of insurance payment
Date of performance:
30.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Brocker-Dealers
14.11.2008
05-01-19/5597/17366
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Brocker-Dealers
14.11.2008
05-01-19/5593/17342
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Brocker-Dealers
17.11.2008
05-01-18/5630
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
22.01.2009
182
Sanctions and other administrative penalties
Not specified
Punishment awarded:
980383
The nature of a breach:
1. administrative sanction was applied due to the fact that deals and operations were fulfilled in breach of the legislation of the Republic of Kazakhstan on insurance and insurance activity
Date of performance:
22.01.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
