Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
31.12.2008
06-01-15/2927
Limited enforcement action
Written prescription
The nature of a breach:
1. "Considering the Report as of 01.11.2008 on compliance with the prudential ratios has been determined a breach of adequacy ratios of solvency margin and high-liquidity assets . "
Date of performance:
31.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
31.12.2008
06-01-15/2928
Limited enforcement action
Written prescription
The nature of a breach:
1. "Considering the Report as of 01.11.2008 on compliance with the prudential ratios has been determined a breach of adequacy ratios of solvency margin and high-liquidity assets . "
Date of performance:
31.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
31.12.2008
06-01-15/2924
Limited enforcement action
Written prescription
The nature of a breach:
1. Considering the Report as of 01.11.2008 on compliance with the prudential ratios has been determined a breach of solvency margin adequacy ratio
Date of performance:
31.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Brocker-Dealers
15.07.2008
05-01-14/4271
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.07.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
23.07.2008
05-01-18/4458
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
31.12.2008
06-01-15/2926
Limited enforcement action
Written prescription
The nature of a breach:
1. По результатам рассмотрения Отчета о выполнении пруденциальных нормативов по состоянию на 01.11.2008г. нарушен норматив достаточности фактической маржи платежеспособности и норматив достаточности высоколиквидных активов
Date of performance:
31.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Savings Bank of Kazakhstan", JSC
Brocker-Dealers
11.08.2008
05-01-18/4623
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
31.12.2008
06-01-15/2923
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.12.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
01.01.2009
06-01-15/2700
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
05.01.2009
08-01-03/17
Limited enforcement action
Written prescription
The nature of a breach:
1. non rightful reduction of the sum of insurance payment
Date of performance:
04.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
