"Troika Dialog Kazakhstan", JSC (renamed from "ALMEX" Asset Management", JSC)
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Brocker-Dealers
14.08.2008
05-01-18/4696
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Brocker-Dealers
26.08.2008
05-01-14/4595
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Brocker-Dealers
26.08.2008
05-01-14/4595
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Brocker-Dealers
27.08.2008
05-01-14/4608
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Brocker-Dealers
13.10.2008
05-01-19/5140
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.10.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
05.01.2009
№ 08-01-03/17
Limited enforcement action
Written prescription
The nature of a breach:
1. non rightful reduction of the sum of insurance payment
Date of performance:
04.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
08.01.2009
№ 06-02-10/32
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breaches revealed on the result of complex inspection
Date of performance:
25.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
