APF "Industrial Kazakhstan", JSC (renamed from “Kazakhmys" Accumulative Pension Fund”, JSC)
Brocker-Dealers
11.08.2008
05-01-18/4624
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Brocker-Dealers
11.08.2008
05-01-18/4624
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Brocker-Dealers
11.08.2008
05-01-18/4624
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Brocker-Dealers
11.08.2008
05-01-18/4623
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Brocker-Dealers
11.08.2008
05-01-18/4623
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
16.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
11.08.2008
05-01-18/4623
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“IFG Continent”, JSC
Brocker-Dealers
11.08.2008
05-01-18/4623
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Prime Financial Solution”, JSC
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
