"Insurance Company "Centras Insurance", JSC
Insurance organizations
15.12.2008
06-01-22/2964
Limited enforcement action
Commitment letter
The nature of a breach:
1. The report on loss ratio has been presented without chief accountant’s
Date of performance:
25.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Brocker-Dealers
05.06.2008
75
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
525 600
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
07.06.2008
73
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
292 000 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
18.12.2008
166
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58 400 KZT
The nature of a breach:
1. administrative sanction was applied due to delay in producing insurance payments|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
10.06.2008
05-01-13/3887
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.06.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Brocker-Dealers
10.06.2008
05-01-13/3885
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.06.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
18.12.2008
166
Sanctions and other administrative penalties
Not specified
Punishment awarded:
58400
The nature of a breach:
Date of performance:
18.12.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
19.12.2008
06-01-15/2836
Limited enforcement action
Written prescription
The nature of a breach:
1. for concluding an insurance agreements, in the period of license suspending
Date of performance:
19.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
19.12.2008
№ 06-01-15/2993
Limited enforcement action
Written agreement
The nature of a breach:
1. Not implementation of the requirements of the Decree, No 435 dated December 6th 2003, of the Board of Governance of the National Bank of the Republic of Kazakhstan «On conducting auxiliary accountant and ledger, instilled in the automated information system of insurance (reinsurance) organizations»
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"IMPAO" "Accumulative Pension Fund of “Halyk Bank Kazakhstan” " JSC
Brocker-Dealers
11.06.2008
05-02-12/3913
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.06.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
