«BTA Zabota» Subsidiary Insurance Company of the BTA Bank», JSC
Insurance organizations
13.10.2008
№06-01-15/2364
Limited enforcement action
Written agreement
The nature of a breach:
1. not implementing the requirements of the Doard's decree of National Bank from 6th December 2003y No435 "On conducting auzillary accounting and ledger introduced in the automatic information system of insurance (reinsurance) organizations"
Date of performance:
30.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
15.10.2008
№06-02-10/2383
Limited enforcement action
Written prescription
The nature of a breach:
1. infringemetns determined as a result of inspection
Date of performance:
27.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
15.10.2008
08-01-03/4730
Limited enforcement action
Commitment letter
The nature of a breach:
1. wrong indication on the insurance policy to the Insurance's Rule
Date of performance:
15.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
17.10.2008
138
Sanctions and other administrative penalties
Not specified
Punishment awarded:
58400
The nature of a breach:
1. Administrative sanction was applied due to the fact that the insurance company entered into agreements on obligatory insurance under such terms and conditions that they worsen the situation of the insured in comparison with those that are provided for by the legislation on insurance.
Date of performance:
17.10.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
17.10.2008
142
Sanctions and other administrative penalties
Not specified
Punishment awarded:
35040
The nature of a breach:
1. administrative sanction was applied due to the fact that the insurance company submitted misleading reports to the Authorized Body the volume of its commitments
Date of performance:
17.10.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
17.10.2008
139
Sanctions and other administrative penalties
Not specified
Punishment awarded:
116800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company violated provisions on proper documentation under Insurance Law.
Date of performance:
17.10.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 7
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
17.10.2008
140
Sanctions and other administrative penalties
Not specified
Punishment awarded:
93440
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company delayed in producing insurance payment.
Date of performance:
17.10.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
20.10.2008
№06-01-15/2406
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
31.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
21.10.2008
02-04-30/4444
Limited enforcement action
Commitment letter
The nature of a breach:
1. infringements on the resented report as of 01.10.2008
Date of performance:
25.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
17.11.2009
199
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
155 520 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 198
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
