“IFG Continent”, JSC
Brocker-Dealers
10.11.2009
05-01-18/5321
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
10.11.2009
05-01-18/5329
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.12.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Tengry Finance”, JSC(renamed from “RBNT Securities”, JSC)
Brocker-Dealers
12.11.2009
174
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Tengry Finance”, JSC(renamed from “RBNT Securities”, JSC)
Brocker-Dealers
12.11.2009
05-01-18/5379
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
13.11.2009
05-01-18/5425
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
07.10.2008
136
Sanctions and other administrative penalties
Not specified
Punishment awarded:
233600
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
07.10.2008
137
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
233 600 KZT
The nature of a breach:
1. administrative sanction was applied due to the fact that company failed fulfill the written instruction, provided by the Agency on elimination of violation on insurance and insurance activities.|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
08.10.2008
№06-01-15/2321
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
13.10.2008
02-04-30/4358
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.10.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
13.10.2008
№ 02-04-30/4358
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.10.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
