"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
26.08.2008
08-02-3/4124
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach the requirement of decree of the Board of National Bank of Republic of Kazakhstan dated from 06 of December 2003y. No. 435 «On conducting additional accounting and general accounting book, set in an automated information system of insurance (reinsurance) companies».
Date of performance:
15.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
28.08.2008
08-02-3/4163
Limited enforcement action
Written prescription
The nature of a breach:
1. IC not fully complied with the terms of the written agreement, which was concluded under the conducted inspection of the National Bank of the Republic of Kazakhstan for compliance with the requirements of the decree of National Bank from 06.12.2003y. No 435 "On conducting additional accounting and general accounting books, set in an automated information system of insurance (reinsurance) organizations".
Date of performance:
10.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
04.09.2008
124
Sanctions and other administrative penalties
Not specified
Punishment awarded:
35040
The nature of a breach:
1. Failure to represent the letters obligations (breach of the paragraph 3 of article 25 of the Law "On obligatory insurance of civil - law responsibilities of vehicle’s owners" of Republic of Kazakhstan (hereinafter - Law).
Date of performance:
04.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
04.09.2008
124
Sanctions and other administrative penalties
Not specified
Punishment awarded:
35040
The nature of a breach:
Date of performance:
04.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
04.09.2008
83
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
35 040 KZT
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company submitted to the authorized body its unreliable accounts.|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
08.09.2008
08-02-3/4285
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
10.09.2008
06-01-22/2040
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
10.09.2008
06-01-22/2041
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
21.10.2009
05-02-13/5005
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
02.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
14.09.2008
06-01-18/863
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breach of subparagraph 1 paragraph 31 of Instruction on normative values & methodology of calculations prudencial coefficients of insurance organizations, forms and terms of representation of reports on performance of prudencial normatives confirmed by Decree of the Board of Agency of the RK on regulation and supervision of the financial market & financial organizations dated 25 March 2006 No.87.
Date of performance:
30.05.2008
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
