First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
20.01.2009
05-01-18/263
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
25.01.2009
06-02-10/32
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breaches revealed on the result of complex inspection
Date of performance:
25.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
26.01.2009
08-02-02/441
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Brocker-Dealers
22.01.2009
181
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
26.01.2009
08-02-02/441
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breach of the requirements of the paragraph 3 of the article 25 of the Law of Republic of Kazakhstan “On obligatory insurance of civil-law liability of the vehicle’s owners” (
Date of performance:
15.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
29.01.2009
06-01-15/2617
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
29.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Brocker-Dealers
28.01.2009
05-01-18/404
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Brocker-Dealers
16.02.2009
05-02-13/665
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
04.02.2009
02-04-33/384
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrectly submission of the report
Date of performance:
10.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
04.02.2009
02-04-33/383
Limited enforcement action
Commitment letter
The nature of a breach:
1. For presenting incorrect data in prudential normatives
Date of performance:
10.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
