Investment Company “CenterInvest”, JSC
Brocker-Dealers
28.07.2009
05-01-18/3613
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
03.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
30.07.2009
129
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
129 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
31.07.2009
05-02-13/3689
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
22.07.2008
№08-02-3/2834
Limited enforcement action
Commitment letter
The nature of a breach:
1. The Law of the Republic of Kazakhstan "On compulsury insurance of civil-law responcibilities of vehicle owners" breach of the reqierments of paragraph 2 and 3, article 25 (not timely notification of beneficiaries on lack of documents)
Date of performance:
31.07.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
28.07.2008
№ 08-02--3/2903
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirements of paragraph 1 of article 16 of Law of the Republic of Kazakhstan "On compulsory insurance of civil - law responsibility employer for injury to life and health of employees in the performance of labor ( office) responsibilities "(incorrect calculation of the sum insured).
Date of performance:
07.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
28.07.2008
08-02--3/2903
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirements of paragraph 1 of article 16 of Law of the Republic of Kazakhstan "On compulsory insurance of civil - law responsibility employer for injury to life and health of employees in the performance of labor ( office) responsibilities "(incorrect calculation of the sum insured). |
Date of performance:
07.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Brocker-Dealers
06.08.2009
05-01-18/3781
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Vostok Capital”, JSC
Brocker-Dealers
06.08.2009
05-01-14/3779
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Aibn Asset Management”, JSC
Brocker-Dealers
06.08.2009
05-01-18/3789
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
28.07.2008
08-02-03/2903
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
07.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
