"ASYL-INVEST", JSC
Brocker-Dealers
26.11.2009
05-01-18/5576
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.12.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
13.11.2008
06-02-10/2654
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
13.12.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“IFG Continent”, JSC
Brocker-Dealers
03.12.2009
05-01-18/5647
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.12.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
13.11.2008
06-02-10/2653
Limited enforcement action
Commitment letter
The nature of a breach:
1. infringements of the norms of the Law of the Republic of Kazakhstan, revealed as a result of complex inspection of insurance organization
Date of performance:
24.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
17.11.2008
06-01-15/2696
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of requirments of the Law of the Republic of Kazakhstan, obligatory for implementation by all the insurance organizations. realizing obligatory insurance of civil-law responsibility of vehicle's owners
Date of performance:
28.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Brocker-Dealers
03.12.2009
22
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.01.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
17.11.2008
06-01-15/2683
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of requirments of the Law of the Republic of Kazakhstan, obligatory for implementation by all the insurance organizations. realizing obligatory insurance of civil-law responsibility of vehicle's owners
Date of performance:
28.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Brocker-Dealers
08.12.2009
195
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51 840 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
20.12.2009
05-01-18/5879
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
13.01.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Brocker-Dealers
28.12.2009
23
Limited enforcement action
Written agreement
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
