Investment Company “CenterInvest”, JSC
Brocker-Dealers
19.11.2009
197
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51 840 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
21.10.2008
№ 02-04-30/4443
Limited enforcement action
Commitment letter
The nature of a breach:
1. infringements on the resented report as of 01.10.2008
Date of performance:
25.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Brocker-Dealers
19.11.2009
196
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51 840 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
23.10.2008
№06-01-15/2468
Limited enforcement action
Commitment letter
The nature of a breach:
1. for presenting the report on loss ratio on the form that not fit the requirements of the Agency
Date of performance:
30.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
25.10.2008
02-04-30/4443
Limited enforcement action
Commitment letter
The nature of a breach:
1. infringements on the resented report as of 01.10.2008
Date of performance:
25.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Brocker-Dealers
26.11.2009
210
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
129 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
30.10.2008
06-02-10/2383
Limited enforcement action
Written prescription
The nature of a breach:
1. infringemetns determined as a result of inspection
Date of performance:
30.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
30.10.2008
06-01-15/2468
Limited enforcement action
Commitment letter
The nature of a breach:
1. for presenting the report on loss ratio on the form that not fit the requirements of the Agency
Date of performance:
30.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
11.11.2008
№ 06-01-15/2617
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
29.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
13.11.2008
№06-02-10/2654
Limited enforcement action
Written prescription
The nature of a breach:
1. infringements of the norms of the Law of the Republic of Kazakhstan, revealed as a result of complex inspection of insurance organization
Date of performance:
13.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
