"Insurance Company "Pana Insurance", JSC
Insurance organizations
17.11.2008
06-01-15/2681
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of requirments of the Law of the Republic of Kazakhstan, obligatory for implementation by all the insurance organizations. realizing obligatory insurance of civil-law responsibility of vehicle's owners
Date of performance:
28.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
17.11.2008
06-01-15/2680
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of requirments of the Law of the Republic of Kazakhstan, obligatory for implementation by all the insurance organizations. realizing obligatory insurance of civil-law responsibility of vehicle's owners
Date of performance:
28.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Tengry Finance”, JSC(renamed from “RBNT Securities”, JSC)
Brocker-Dealers
15.01.2010
02-04-34/70/833
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.01.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
18.01.2010
02-04-34/71/870
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.01.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
04.02.2010
15
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
17.11.2008
06-01-15/2695
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of requirments of the Law of the Republic of Kazakhstan, obligatory for implementation by all the insurance organizations. realizing obligatory insurance of civil-law responcibility of vechile's owners
Date of performance:
28.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Brocker-Dealers
09.02.2010
05-01-18/207/2409-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.02.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
17.11.2008
06-01-15/2701
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of requirments of the Law of the Republic of Kazakhstan, obligatory for implementation by all the insurance organizations. realizing obligatory insurance of civil-law responcibility of vehicle's owners
Date of performance:
28.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Financial Company “Alliance Capital”, JSC
Brocker-Dealers
25.02.2010
47
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141 300 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
17.11.2008
06-01-15/2690
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of requirments of the Law of the Republic of Kazakhstan, obligatory for implementation by all the insurance organizations. realizing obligatory insurance of civil-law responsibility of vehicle's owners
Date of performance:
28.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
