"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
17.10.2008
142
Sanctions and other administrative penalties
Not specified
Punishment awarded:
35040
The nature of a breach:
1. administrative sanction was applied due to the fact that the insurance company submitted misleading reports to the Authorized Body the volume of its commitments
Date of performance:
17.10.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
17.10.2008
139
Sanctions and other administrative penalties
Not specified
Punishment awarded:
116800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company violated provisions on proper documentation under Insurance Law.
Date of performance:
17.10.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 7
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
17.10.2008
140
Sanctions and other administrative penalties
Not specified
Punishment awarded:
93440
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company delayed in producing insurance payment.
Date of performance:
17.10.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
20.10.2008
№06-01-15/2406
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
31.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
21.10.2008
02-04-30/4444
Limited enforcement action
Commitment letter
The nature of a breach:
1. infringements on the resented report as of 01.10.2008
Date of performance:
25.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
17.11.2009
199
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
155 520 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 198
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Brocker-Dealers
17.11.2009
187
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
38 880 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Brocker-Dealers
17.11.2009
188
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
38 880 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
21.10.2008
№ 02-04-30/4444
Limited enforcement action
Commitment letter
The nature of a breach:
1. infringements on the resented report as of 01.10.2008
Date of performance:
25.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Vostok Capital”, JSC
Brocker-Dealers
19.11.2009
198
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51 840 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
