First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
15.08.2011
664/118/907
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
19.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
02.07.2008
96
Sanctions and other administrative penalties
Not specified
Punishment awarded:
127430
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company violated the Insurance Law at the time of its transactions
Date of performance:
02.07.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
02.07.2008
95
Sanctions and other administrative penalties
Not specified
Punishment awarded:
175200
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company violated provisions on proper documentation under Insurance Law.
Date of performance:
02.07.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 7
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
16.08.2011
664/118/946
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
02.07.2008
94
Sanctions and other administrative penalties
Not specified
Punishment awarded:
116800
The nature of a breach:
Date of performance:
02.07.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
02.07.2008
93
Sanctions and other administrative penalties
Not specified
Punishment awarded:
58400
The nature of a breach:
Date of performance:
02.07.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
02.07.2008
92
Sanctions and other administrative penalties
Not specified
Punishment awarded:
152100
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company failed to keep its books in accordance with the established principles of business accounting.
Date of performance:
02.07.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 10
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
10.07.2008
№06-01-18/1516
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirements of subparagraph 1-1) paragraph 31 of the Directive on normative values and methods of calculation of prudential normatives of insurance (reinsurance) organizations, forms and term of submission the report in compliance with prudential normatives, approved by the decision of the Board of the Agency 25.03.2006, No 87, posting total assets in one legal person may not exceed twenty per cent of the total assets of insurance (reinsurance) organization.
Date of performance:
31.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
10.07.2008
06-01-18/1516
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirements of subparagraph 1-1) paragraph 31 of the Directive on normative values and methods of calculation of prudential normatives of insurance (reinsurance) organizations, forms and term of submission the report in compliance with prudential normatives, approved by the decision of the Board of the Agency 25.03.2006, No 87, posting total assets in one legal person may not exceed twenty per cent of the total assets of insurance (reinsurance) organization.
Date of performance:
31.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
22.07.2008
08-02-3/2834
Limited enforcement action
Commitment letter
The nature of a breach:
1. The Law of the Republic of Kazakhstan "On compulsury insurance of civil-law responcibilities of vehicle owners" breach of the reqierments of paragraph 2 and 3, article 25 (not timely notification of beneficiaries on lack of documents)
Date of performance:
31.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
