"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
29.09.2008
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subitem 2 point 7 of Article 8-1 of Law of RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25 June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
29.09.2008
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subitem 2 point 7 of Article 8-1 of Law of RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25 June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".|
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
01.10.2008
08-02-3/4646
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
07.10.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
21.10.2009
05-02-13/5006
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
02.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Brocker-Dealers
21.10.2009
05-02-13/5005
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
02.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Brocker-Dealers
23.10.2009
183
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
23.10.2009
181
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“IFG Continent”, JSC
Brocker-Dealers
23.10.2009
184
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
10.06.2008
№ 08-01-03/4730
Limited enforcement action
Commitment letter
The nature of a breach:
1. wrong indication on the insurance policy to the Insurance's Rule
Date of performance:
15.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Thor Invest”, JSC
Brocker-Dealers
27.10.2009
05-01-14/5108
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
06.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
