"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
04.05.2008
08-01-11/1791
Limited enforcement action
Commitment letter
The nature of a breach:
1. Failure reqierments of the Law RK " On compulsory insurance of civil - law responcibility of vehicle owners".
Date of performance:
14.05.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
06.05.2008
06-01-22/1068
Limited enforcement action
Written prescription
The nature of a breach:
1. Not performance of requirements of the Decree of Board of NB of the RK dated 06 Dec 2003 No. 435 "On conducting auxiliary book keeping & Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
08.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
06.05.2008
06-01-22/1067
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of requirements of the Decree of Board of NB of the RK dated 6th Dec 2003 No. 435 "On conducting auxiliary book keeping & Main account book introduced in automated information system of the insurance (reinsurance) organizations". Deadline 8th July 2008.
Date of performance:
08.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
06.05.2008
06-01-18/1071
Limited enforcement action
Written prescription
The nature of a breach:
1. Not performance of requirements of the Decree of Board of NB of the RK dated 06 Dec 2003 No. 435 "On conducting auxiliary book keeping & Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
08.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
06.05.2008
06-01-22/1070
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of requirements of the Decree of Board of the NB of the RK dated 6th Dec 2003 No. 435 "On conducting auxiliary book keeping & Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
08.07.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
19.05.2008
06-01-22/1170
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of the Article 19 of the Law of the RK "On obligatory insurance of civil-law responsibility of vehicle owners".
Date of performance:
20.06.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
19.05.2008
06-01-22/1191
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of subparagaph 1 of paragraph 31 of Instruction on normative values & methodology of calculations prudencial specifications insurance organizations, forms and terms of representation of reports about performance prudencial specifications authorized by Decree of Board of Agency of RK on regulation and supervision of the financial market & financial organizations dated from 25 March 2006 No.87.
Date of performance:
30.05.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
20.05.2008
06-01-22/1190
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of the subparagraph 1 of paragraph 31 of Instruction on normative values & methodology of calculations of prudencial normatives of insurance organizations, forms and terms of representation of reports on implementing prudencial normatives confirmed by Decree of Board of Agency of the RK on regulation and supervision of the financial market & financial organizations dated from 25th March 2006 No.87.
Date of performance:
31.05.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Brocker-Dealers
10.03.2011
05-02-09/356/4716-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.03.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
17.03.2011
22
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
151 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
