"Investment House "Fincraft", JSC
Brocker-Dealers
02.08.2013
66-4-1-05/3037
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
02.08.2013
66-4-1-10/2997
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
12.03.2013
664/113/1772
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
29.03.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Brocker-Dealers
14.03.2013
664/208/1979
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
05.08.2013
66-4-3-20/3060
Limited enforcement action
Commitment letter
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Brocker-Dealers
09.08.2013
66-6-3-04/1759
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Finservise”, JSC
Brocker-Dealers
19.03.2013
66-4-1-05/70
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
04.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“ATF Finance”, JSC subsidiary company of “ATF Bank”, JSC
Brocker-Dealers
20.03.2013
66-4-1-11/167
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Brocker-Dealers
26.03.2013
66-4-2-06/188
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Brocker-Dealers
26.03.2013
66-4-2-06/186
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
