Brocker-Dealers
13.11.2009
05-01-18/5425
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
07.10.2008
136
Sanctions and other administrative penalties
Not specified
Punishment awarded:
233600
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
07.10.2008
137
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
233 600 KZT
The nature of a breach:
1. administrative sanction was applied due to the fact that company failed fulfill the written instruction, provided by the Agency on elimination of violation on insurance and insurance activities.|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
08.10.2008
№06-01-15/2321
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
13.10.2008
02-04-30/4358
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.10.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
13.10.2008
№ 02-04-30/4358
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.10.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«BTA Zabota» Subsidiary Insurance Company of the BTA Bank», JSC
Insurance organizations
13.10.2008
№06-01-15/2364
Limited enforcement action
Written agreement
The nature of a breach:
1. not implementing the requirements of the Doard's decree of National Bank from 6th December 2003y No435 "On conducting auzillary accounting and ledger introduced in the automatic information system of insurance (reinsurance) organizations"
Date of performance:
30.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
15.10.2008
№06-02-10/2383
Limited enforcement action
Written prescription
The nature of a breach:
1. infringemetns determined as a result of inspection
Date of performance:
27.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
15.10.2008
08-01-03/4730
Limited enforcement action
Commitment letter
The nature of a breach:
1. wrong indication on the insurance policy to the Insurance's Rule
Date of performance:
15.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
17.10.2008
138
Sanctions and other administrative penalties
Not specified
Punishment awarded:
58400
The nature of a breach:
1. Administrative sanction was applied due to the fact that the insurance company entered into agreements on obligatory insurance under such terms and conditions that they worsen the situation of the insured in comparison with those that are provided for by the legislation on insurance.
Date of performance:
17.10.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
