"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
12.06.2008
08-01-03/2318
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.06.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
12.08.2011
664/117/865
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
28.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
12.06.2008
08-01-3/2318
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure reqierments of the Law RK sub-point 3 article25 and sub-point 6-1 article 22 " On compulsory insurance of civil - law responcibility of vehicle owners". Fulfill requirements of the letter of Agency dated 04.05.08 y.No 08-01-11/1791/6597 and submit a commitment letter containing the recognition the violation of paragraph 3 of Article 25 of the Law, as well as a guarantee of management of insurance organisations to prevent further identified violations
Date of performance:
23.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
16.06.2008
06-02-10/1295
Limited enforcement action
Written prescription
The nature of a breach:
1. According to the results of inspections.
Date of performance:
01.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Brocker-Dealers
15.08.2011
664/118/904
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
19.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Finservise”, JSC
Brocker-Dealers
15.08.2011
664/118/908
Limited enforcement action
Commitment letter
The nature of a breach:
1. Due to violation of requirements to provide the authority information regarding the publishing annual financial statement for 2010 in the media|
Date of performance:
26.08.2011
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
16.06.2008
06-02-10/1294
Limited enforcement action
Commitment letter
The nature of a breach:
1. according to the result of inspection
Date of performance:
30.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
18.06.2008
02-03-30/2058
Limited enforcement action
Commitment letter
The nature of a breach:
1. Representation of adjust records and recognition of existing violations.
Date of performance:
24.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
02.07.2008
97
Sanctions and other administrative penalties
Not specified
Punishment awarded:
117750
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company violated the Insurance Law at the time of its transactions.
Date of performance:
02.07.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Finservise”, JSC
Brocker-Dealers
15.08.2011
664/118/906
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
